About Nomos

Publishing principles

How Nomos publishes educational resources.

Nomos publishes firm-level educational material for independent RIAs. Our aim is to make regulatory topics easier to understand without turning a general resource into legal advice, a filing determination, or a promise of a regulatory outcome.

Source and attribution standards

When an article discusses a specific regulatory framework, we link to the primary public source where practical—for example, SEC rule releases, instructions, or other official materials. We identify the publisher as Nomos Regulatory Advisory and preserve article publication dates so readers can evaluate context.

Scope and review standards

Educational content is written at a general level. A firm’s registration status, state requirements, business model, client facts, contracts, and regulatory history can change the analysis. Readers should not treat a general framework as a decision for their specific firm.

Corrections and updates

If you believe a public resource contains an error or needs an update, contact Nomos at [email protected]. We will assess the underlying source and update the publication when appropriate.

Examples of primary materials cited in Nomos resources