A better first conversation

Is Nomos right for your RIA?

Nomos is purpose-built for modern independent RIAs that need practical compliance infrastructure without a large-firm operating model. Fit is about how your firm works—not just its AUM or headcount.

Nomos is likely a good fit if you are…

  • Solo advisors and small teams, typically one to ten people
  • Firms that want an evidence-based compliance cadence rather than a once-a-year scramble
  • Owners preparing for registration, a state-to-SEC transition, an exam, a change in operations, or a more defined CCO framework
  • Teams willing to provide timely facts, source documents, and internal implementation ownership

Nomos may not be the right fit if you need…

  • A firm seeking legal advice, a guaranteed regulatory outcome, or someone to file or implement decisions without review
  • An organization that needs enterprise-scale 24/7 compliance operations without a scoped service model
  • A relationship where the firm does not want to maintain responsibility for its own records, facts, and decisions

What to bring to the call

Start with the operational pressure you want to relieve.

Tell us whether the issue is day-to-day compliance upkeep, an upcoming registration or SEC transition, examination preparation, an outsourced-CCO question, or a specific state or operational change. We will use that context to prepare for a focused discussion.

Start a fit conversation